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Year : 2010  |  Volume : 35  |  Issue : 2  |  Page : 222-225

HIV/AIDS vaccine: An update

Population Council, 1230 York Avenue, New York City, NY-10065, USA

Date of Submission25-Apr-2009
Date of Acceptance25-Mar-2010
Date of Web Publication29-Jul-2010

Correspondence Address:
Anita Nath
Population Council, 1230 York Avenue, New York City, NY-10065
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Source of Support: None, Conflict of Interest: None

DOI: 10.4103/0970-0218.66862

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How to cite this article:
Nath A. HIV/AIDS vaccine: An update. Indian J Community Med 2010;35:222-5

How to cite this URL:
Nath A. HIV/AIDS vaccine: An update. Indian J Community Med [serial online] 2010 [cited 2022 Jul 6];35:222-5. Available from: https://www.ijcm.org.in/text.asp?2010/35/2/222/66862

   Introduction Top

The global HIV/AIDS epidemic continues to take its toll of human lives. In 2007 there were 33 million people living with HIV/AIDS, with 2.7 million new HIV infections and two million HIV-related deaths. [1] With a total of 2.5 million people living with HIV/AIDS, India too is in the grip of the HIV/AIDS epidemic. [2] According to the HIV Sentinel Surveillance data 2004-2006, there are 156 Category A districts (where there is more than one per cent antenatal prevalence at any given time, in any of the sites, in the last three years). [3] Despite the recent progress in increasing access to treatment and prevention programs, the epidemic continues to outpace the global prevention efforts. In countries that are most heavily affected, the epidemic has led to a significant increase in household poverty and reduction in the life expectancy by more than 20 years. [4],[5] The effects of gender inequality leave women and girls more at risk of exposure to HIV. In India, women are becoming increasingly vulnerable to HIV/AIDS and account for around one million cases. [6] Moreover, they have fewer and rather unfeasible options available to protect themselves such as abstinence and use of condom. The best hope of ending the epidemic lies in the development of a suitable vaccine. [7] Vaccines are one of the most effective public health interventions ever known. An HIV vaccine could either prevent disease onset or progression to AIDS. According to mathematical estimates by the International AIDS Vaccine Initiative (IAVI) - provided that other programs for treatment and prevention have been scaled up - an HIV vaccine with an efficacy as low as 30% and coverage as low as 20% could avert as many as 5.5 million new infections between the years 2015 and 2030. [8] The development of an effective vaccine has posed a wide range of challenges, as HIV has proven to be a uniquely complex virus.

   Types of HIV Vaccines Top

Broadly speaking, the potential HIV vaccines may be classified as: [9]

Live attenuated vaccines: Although scientists have studied live attenuated vaccines against HIV in animals, where they have shown high levels of protection, they are not currently being developed for use in humans because of safety concerns.

Subunit vaccines: Subunit vaccines contain a small protein or piece of the pathogen; the protein acts as a foreign antigen and elicits B cells of the immune system to produce antibodies against the antigen. The first AIDS vaccine developed and tested was designed using the subunit concept. The first AIDS vaccine to go through complete testing in humans, the AIDSVAX gp120 vaccine, was a subunit vaccine. This vaccine failed to protect against HIV infection in an efficacy trial, which is one of the reasons why scientists are working to discover better vaccine concepts.

DNA vaccines: This vaccine entails use of copies of single or multiple genes from the pathogen. The genes from the pathogen integrate with the human gene resulting in the formation of a protein, which is seen as a foreign or harmful antigen by the immune system and results in the production of an immune response. This is a common strategy being used for AIDS vaccine development, and many of the current AIDS vaccine candidates are DNA vaccines. DNA vaccines will not cause HIV infection, because the vaccines do not contain all the genes of the live pathogen.

Recombinant vector vaccines: This adopts the same strategy as DNA vaccines, except that the genes are carried by a harmless or a much weakened bacterium or virus, called a vector. Many of the current AIDS vaccine candidates are vector vaccines. Recombinant vector vaccines will not cause HIV infection because they contain copies of only one or several HIV genes, not all of them. Many scientists believe that the addition of a vector will allow the vaccine to be more effective in creating an immune response, rather than a DNA vaccine alone. Some of the candidate recombinant virus vectors include adeno and adeno-associated viruses, pox viruses such as Modified Vaccinia Ankara (MVA), and alphaviruses such as Venezuelan Equine Encephalitis (VEE) virus.

   Clinical Trial Phases for a Candidate Vaccine Top

Broadly speaking, the clinical trial of a candidate vaccine is divided into three phases: [10]

  1. Phase I: Phase I trials are conducted on small numbers (10-30) of healthy adult volunteers who are not at risk of HIV, to evaluate the safety and perhaps analyze the immune responses evoked by the vaccine, of different vaccine doses and immunization schedules. A Phase I trial usually takes 8-12 months to complete.
  2. Phase II: Phase II testing generates additional safety data as well as information for refining the dosage and immunization schedule. It involves a larger number of volunteers (50-500), which include a mixture of low-risk people and higher-risk individuals. These trials generally take 18-24 months to complete. The efficacy of the candidate vaccine may be tested in a version of this trial known as Phase IIb trial, also called 'test of concept trial' or step study. These trials enable the researchers to decide if the candidate is worth testing in larger Phase III trials. Hence, it helps to avoid unnecessary wastage of resources.
  3. Phase III: Phase III trials are conducted to assess vaccine efficacy. It involves thousands of volunteers from high-risk populations. The minimum duration of a Phase III trial could go up to a period of three years.

   Major Challenges Toward the Development of an Effective HIV/AIDS Vaccine Top

Although it has been decades since the onset of the HIV epidemic, the wait is still on for the discovery of an effective vaccine.

a) Scientific challenges: The nature of the HIV virus has created a number of obstacles in the way of development of a potent HIV/AIDS vaccine. These include:

  1. Genetic diversity: Once the HIV virus enters the CD4 cell, it multiplies at a very rapid pace resulting in the production of copies that are genetically diverse from the parent virus. This makes development of an effective AIDS vaccine much more difficult because it will have to protect against so many different virus strains. [11]
  2. Formation of neutralizing antibodies: None of the vaccine candidates have been effective in inducing the formation of neutralizing antibody against the globally diverse and circulating strains of HIV. Most licensed vaccines against other diseases are thought to work because they induce virus-specific neutralizing antibodies. [12] Moreover, there is lack of information on the immunological correlates of protection against HIV/AIDS. [13]
  3. Lack of a proper animal model for pre-clinical testing: Prior to testing in humans, vaccine candidates are developed and tested extensively in the laboratory and then in different animal models. In relation to the development of the HIV vaccine, the vaccine candidate is administered to macaques that are later infected with simian immunodeficiency virus (SIV), because HIV does not infect any other animal. [14] As a result, the animal model for testing the vaccine is not proper as it cannot mimic the actual HIV infection, as in humans.

b) Programmatic challenges: [15],[16],[17]

  1. HIV vaccine clinical trials are difficult, long, and expensive.
  2. Insufficient funding allocated to vaccine development.
  3. Recruiting volunteers may be difficult in developing countries because of less education, myths, and misconceptions about the vaccine.
  4. Lack of political commitment.
  5. Slow approval processes in developing countries.

   Ongoing Global Clinical Trials Top

A number of institutions are involved in HIV vaccine development, especially the US National Institutes of Health, the US Military HIV Research Program, the US Centers for Disease Control and Prevention, the French National Agency for Research on AIDS, the European Community, the International AIDS Vaccine Initiative, WHO, UNAIDS, and others, including the vaccine industry. The first phase I trial of an HIV candidate vaccine was conducted in USA in 1987, using a gp160 candidate vaccine. At present there are 24 candidate vaccines in various stages of development. [18] Out of these, 18 are undergoing the Phase I trial, three are in Phase I/II trials, two are in the Phase II trial, and only one is in the Phase III trial; which is VaxGen's gp120-based AIDSVAX, which is being tested in Thailand. The trials are ongoing in many countries in the developing world, including Botswana, Haiti, Kenya, Peru, South Africa, and Uganda. [Table 1] shows the types of HIV/AIDS vaccine in different stages of development.

   Clinical Trials in India Top

In India, leading institutions including the Indian Council of Medical Research (ICMR), the National AIDS Control Organization (NACO), and their partner International AIDS Vaccine Initiative (IAVI), and institutions under the Department of Biotechnology (DBT) have been intensively involved in the area of AIDS vaccine development. The Indian HIV vaccine development program has always been focusing on the development of vaccines designed to prevent HIV subtype C. [15] The first ever conducted Phase I trial in India was that of an adeno-associated virus (AAV)-based vaccine (tgAAC09) expressing gag, protease, delta-RT HIV-1 subtype C genes, administered intramuscularly to 30 healthy, HIV-uninfected male and female adult volunteers. It was initiated in February 2005, at the National AIDS Research Institute (NARI), Pune, as part of a joint trial with centers in Germany and Belgium, and was completed successfully in December 2006. It was observed that the vaccine was generally safe, well-tolerated, and modestly immunogenic. [20],[21] Another Phase I trial had been initiated in Chennai, in January 2006, to assess the safety and Immunogenicity of Modified Vaccinia Ankara (MVA)-based vaccine (TBC-M4), an attenuated form of the vaccinia virus expressing env, gag, tat-rev, and nef-RT HIV-1 subtype C genes. [22] Preliminary results of this trial have suggested safety, tolerability, and 100% immunogenicity. [23]

   Conclusion Top

There is an urgent need for a safe, effective, affordable, and feasible HIV/AIDS vaccine, to counter the rapidly progressing epidemic. An HIV vaccine with an efficacy threshold of as low as 30% efficacy has been suggested to be acceptable and likely to be taken up by paying individuals in the private market. [24] Conducting AIDS vaccine trials, especially in countries like India requires cooperation and coordination from different segments of society, which include political leaders, program managers, policy makers, scientific communities, non-governmental organizations, community leaders, and HIV-affected populations. Critical ethical issues would need to be handled when conducting these trials, including the level of care and treatment that should be offered to the volunteers, who may become infected during the course of the trial. [25] Involvement of public health specialists in vaccine development is of paramount importance, so that research findings are rapidly transformed into effective and acceptable programs.[26]

   References Top

1.Status of global HIV epidemic. Report on the global AIDS epidemic. Joint United Nations Programme on HIV/AIDS. Geneva: UNAIDS; 2008. p. 30.   Back to cited text no. 1      
2.National Family Health Survey (NFHS-3) India: International Institute for Population Sciences (IIPS) and Macro International. Mumbai: IIPS; 2007.  Back to cited text no. 2      
3.NACO, MoHFW. HIV sentinel surveillance and HIV estimation in India 2007: A technical brief. Government of India; 2008.  Back to cited text no. 3      
4.Commission on AIDS in Asia. Redefining AIDS in Asia - crafting an effective response. Oxford University Press, New Delhi.2008.  Back to cited text no. 4      
5.UNDP. Human development report. New York: UNDP; 2005.  Back to cited text no. 5      
6.National AIDS Control Organization. New Delhi: NACO; c2007 [Available from: http://www.nacoonline.org/Quick_Links/Women/ . [cited in 2009].  Back to cited text no. 6      
7.Esparza J, Bhamarapravati N. Accelerating the development and future availability of HIV-1 vaccines: Why, when, where, and how? Lancet 2000;355:2061-6.   Back to cited text no. 7      
8.IAVI. Estimating the global impact of an AIDS vaccine - IAVI policy brief. Available from: http://www.iavi.org/viewfile.cfm?fid=35239 . [cited in 2006].  Back to cited text no. 8      
9.Types of HIV vaccines. Available from: http://www.iavi.org/viewpage.cfm?aid=1689  [last accessed on 2009 Feb 10].  Back to cited text no. 9      
10.Vaccine science. Available from: http://www.iavi.org/viewpage.cfm?aid=27 . [accessed on 2009 Feb 3].  Back to cited text no. 10      
11.Understanding the challenges of vaccine development. VAX primer. Available from: http://www.iavireport.org/vax/primers/vaxprimer34.asp . [cited in 2007].  Back to cited text no. 11      
12.Understanding neutralizing antibodies. VAX primer. Available on: http://www.iavireport.org/vax/primers/vaxprimer32.asp . [cited in 2007].   Back to cited text no. 12      
13.Esparza J. An HIV vaccine: How and when? Bull World Health Organ 2001;79:1133-7.  Back to cited text no. 13      
14.Understanding AIDS Vaccine Pre-clinical development. Available on: http://www.iavireport.org/vax/primers/vaxprimer29.asp . [cited in 2006].  Back to cited text no. 14      
15.Excler JL. AIDS vaccine development: Perspectives, challenges & hopes. Indian J Med Res 2005;121:568-81.  Back to cited text no. 15      
16.Excler JL, Beyrer C. Human immunodeficiency virus vaccine development in developing countries: Are efficacy trials feasible? J Hum Virol 2000;3:193-214.  Back to cited text no. 16      
17.Esparza J, Burke D. Epidemiological considerations in planning HIV preventive vaccine trials. AIDS 2001;15:49-57.  Back to cited text no. 17      
18.Ongoing trials of preventive AIDS vaccines. Available from: http://www.iavireport.org/specials/OngoingTrialsofPreventiveHIVVaccines.pdf. [accessed on 2009 Feb 10].  Back to cited text no. 18      
19.Sahni AK, Prasad VV, Seth P. Genomic diversity of human immunodeficiency virus type-1 in India. Int J STD AIDS 2002;13:115-8.  Back to cited text no. 19      
20.Mehendale S, van Lunzen J, Clumeck N, Rockstroh J, Vets E, Johnson PR, et al. A phase 1 study to evaluate the safety and immunogenicity of a recombinant HIV type 1 subtype C adeno-associated virus vaccine. AIDS Res Hum Retroviruses 2008;24:873-80.  Back to cited text no. 20      
21.Van Lunzen J, Mehendale S, Clumeck N, Vets E, Rockstroh J, Anklesaria P, et al. A phase I Study to evaluate the safety and immunogenicity of a recombinant adeno-associated virus HIV vaccine. 14th Conference on Retroviruses and Opportunistic Infections; 2007. p. 25-8.  Back to cited text no. 21      
22.Excler JL, Kochhar S. Preparing for AIDS vaccine trials in India: An update. Sankalp 2004;3:1-3.  Back to cited text no. 22      
23.Ramanathan VD, Kumar M, Mahalingam J, Narayanan PR, Solomon S, Boaz M, et al. A Phase 1 study to evaluate the safety and immunogenicity of a recombinant modified vaccinia ankara virus (TBC-M4) multigenic HIV subtype C Vaccine. AIDS Vaccine 2007;24:20-3.  Back to cited text no. 23      
24.Forecasting demand for preventive HIV vaccines in India. Policy research working. Available from: http://www.iavi.org/viewfile.cfm?fid=45306. [accessed on 2009 Feb 3].  Back to cited text no. 24      
25.Guenter D, Esparza J, Macklin R. Ethical considerations in international HIV vaccine trials: Summary of a consultative process conducted by the Joint United Nations Programme on HIV/AIDS (UNAIDS). J Med Ethics 2000;26:37-43.  Back to cited text no. 25      
26.Ongoing clinical trials. Available from: http://www.iavireport.org/trials-db/Pages/TrialResults.aspx?TDBQuery=87cb29d8-8e2e-4c27-89fc-9806a2a74fd5 . [accessed on 2009 Nov 21].  Back to cited text no. 26      


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